Panel Statements for 1997
All the links in the following table are to documents in PDF format.
| Number | Date | Subject | Summary |
|---|---|---|---|
| 1997/13 | 23/12/1997 | MORRIS ASHBY PLC | Breach of the Note on Rule 2.2 |
| 1997/12 | 27/11/1997 | GUINNESS PLC – THE DISTILLERS COMPANY PLC | Acknowledgement of publication of DTI Inspectors’ final report |
| 1997/11 | 16/10/1997 | STOCK EXCHANGE ELECTRONIC TRADING SERVICE | Explanation of interpretation and application of the Code and SARs following introduction of SETS |
| 1997/10 | 07/08/1997 | COVERED WARRANTS | Explanation of treatment under the Code |
| 1997/09 | 01/07/1997 | CATER ALLEN HOLDINGS PLC | Person with recent and continuing corporate finance advisory relationship with an offeror could not provide independent advice under Rule 3 |
| 1997/08 | 30/06/1997 | DIRECTOR GENERAL | Extension of period of secondment |
| 1997/07 | 27/06/1997 | IRISH TAKEOVER PANEL | Irish Takeover Panel assumed responsibility for regulating offers for companies incorporated in the Republic of Ireland |
| 1997/06 | 11/04/1997 | APPOINTMENT OF GUY NORMAN AS SECRETARY | Panel Executive appointment |
| 1997/05 | 03/04/1997 | MERGER BENEFITS AND EARNINGS ENHANCEMENT STATEMENTS | Amendments to the Code |
| 1997/04 | 14/03/1997 | DE ZOETE & BEVAN – NORTHERN ELECTRIC | Criticism of adviser for failure to disclose all relevant facts |
| 1997/03 | 19/02/1997 | APPLIED DISTRIBUTION GROUP | Duty of offeree to make an announcement following approach by an offeror |
| 1997/02 | 04/01/1997 | TRIPLEX LLOYD – STEEL CASTINGS – WILLIAM COOK | Criticism of offeror and its public relations adviser for misuse of confidential information |
| 1997/01 | 02/01/1997 | OPEN-ENDED INVESTMENT COMPANIES | The Code does not apply to OEICs |