All the links in the following table are to documents in PDF format.

NumberDateSubjectSummary
1997/13 23 December 1997 MORRIS ASHBY PLC Breach of the Note on Rule 2.2
1997/12 27 November 1997 GUINNESS PLC – THE DISTILLERS COMPANY PLC Acknowledgement of publication of DTI Inspectors’ final report
1997/11 16 October 1997 STOCK EXCHANGE ELECTRONIC TRADING SERVICE Explanation of interpretation and application of the Code and SARs following introduction of SETS
1997/10 7 August 1997 COVERED WARRANTS Explanation of treatment under the Code
1997/09 1 July 1997 CATER ALLEN HOLDINGS PLC Person with recent and continuing corporate finance advisory relationship with an offeror could not provide independent advice under Rule 3
1997/08 30 June 1997 DIRECTOR GENERAL Extension of period of secondment
1997/07 27 June 1997 IRISH TAKEOVER PANEL Irish Takeover Panel assumed responsibility for regulating offers for companies incorporated in the Republic of Ireland
1997/06 11 April 1997 APPOINTMENT OF GUY NORMAN AS SECRETARY Panel Executive appointment
1997/05 3 April 1997 MERGER BENEFITS AND EARNINGS ENHANCEMENT STATEMENTS Amendments to the Code
1997/04 14 March 1997 DE ZOETE & BEVAN – NORTHERN ELECTRIC Criticism of adviser for failure to disclose all relevant facts
1997/03 19 February 1997 APPLIED DISTRIBUTION GROUP Duty of offeree to make an announcement following approach by an offeror
1997/02 4 January 1997 TRIPLEX LLOYD – STEEL CASTINGS – WILLIAM COOK Criticism of offeror and its public relations adviser for misuse of confidential information
1997/01 2 January 1997 OPEN-ENDED INVESTMENT COMPANIES The Code does not apply to OEICs